Review Article |
Corresponding author: Stefan Möckel ( stefan.moeckel@ufz.de ) Academic editor: Jukka Simila
© 2017 Stefan Möckel.
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Möckel S (2017) The terms “project” and “plan” in the Natura 2000 appropriate assessment. In: Möckel S (Ed.) Natura 2000 appropriate assessment and derogation procedure – legal requirements in the light of European and German case-law. Nature Conservation 23: 31-56. https://doi.org/10.3897/natureconservation.23.13601
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The Natura 2000 appropriate assessment for impacting projects or plans under Article 6(3) HD is the central statutory instrument for the protection of Sites of Community Importance (SCI) and the Special Protection Areas (SPA). The decisive factor in whether or not an appropriate assessment is required depends on the question of whether a project or plan is present within the meaning of Article 6(3) of the Habitats Directive 92/43/EEC
European Union (EU), Natura 2000, appropriate assessment, impact assessment, Article 6(3) Habitats Directive, legal term definitions, project, plan, agriculture, forestry, recurrent measures, case law, ECJ, Germany, BVerwG
The habitats and species that are to be protected by Natura 2000 are the common heritage of the European Community, which is why the Birds Directive and the Habitats Directive envisage specially targeted and enhanced conservation provisions and measures.
The first step is the compulsory examination of whether an appropriate assessment is actually required for a project or a plan in the sense of Article 6(3) HD and does not serve the immediate purpose of management of the site. A screening process must involve the examination of whether significant adverse impacts on a Natura 2000 site are to be expected. If this is the case, the authorities must assess the compatibility of the project or plan in a second step. Compatibility can only be ascertained if it concerns in relation to significant adverse impacts on the site can be ruled out without any reasonable scientific doubts remaining. If this cannot be demonstrated, then the national authorities shall not approve the plan or project. They can only permit the proposed development through a derogating approval
The decisive factor in whether or not an appropriate assessment is required based on European Law is thus dependent on the question of whether a project or plan exists within the meaning of Article 6(3) HD. The Habitats Directive does not define these terms in any more detail, which is why they must be specified more closely through interpretation. Numerous ECJ decisions and opinions from the literature and national courts are now available on this topic.
In the following, the debate will only briefly enter into the term “plan” (see 5). This is because the proposed developments that are envisaged in the plan are decisive here, given that only these projects can have significant adverse effects on the conservation objectives. The focus of the investigation is thus on the term “project” in paragraph 6. In relation to this, there are a variety of questions regarding differentiation from other human actions and the ECJ has repeatedly needed to counteract national attempts to use and apply restrictive definitions of the term “project”. Most of the questions discussed in paragraph 6 for projects also apply to plans.
The aim of the Habitats Directive and the Birds Directive is to maintain or restore a favourable conservation status for the specifically protected habitats and species within the biogeographical region (Article 2(2) HD, Articles 2 and 3(1) Birds Directive). In the second reporting period from 2007 to 2012, a favourable status had only been achieved for 16 percent of habitat types and 23 percent of species by 2012.
One of the main reasons is that the great majority of Natura 2000 sites are not wild areas, but are frequently sites in historical landscapes or in the cultural landscapes of the present, such that there are a variety of conflicts in relation to land use, changes in land use and social development.
The fact that conditions have hardly improved since the first reporting period can be explained, on the one hand, by the substantial deficiencies in the implementation of protection by Member States but also, on the other hand, by inadequate prioritisation.
The requirement for an appropriate assessment of new plans and projects applies for all Sites of Community importance (SCIs) when these sites have been included in one of the European Commission biogeographical lists of sites pursuant to Article 4(2) subsection 3 HD.
Therefore, in general, projects and plans authorised prior to the listing of SCIs or prior to the legal designation of SPAs do not need a subsequent appropriate assessment, even if they were realised afterwards.
In relation to SCIs, the German BVerwG asked the ECJ whether a subsequent appropriate assessment comparable to that in Article 6(3) HD is still to be carried out and – if yes – what standards are to be set and whether the reasons for derogation given in Article 6(4) HD are applicable.
In the subsequent review, standards must neither be changed for the appropriate assessment, nor for the derogation procedure, even in the case of proposed developments that have already been realised. Instead, a full assessment is to be carried out on the proposed development, considering all circumstances that have occurred up to the date of inclusion and also all implications arising or likely to arise following the partial or total implementation of the plan or project on the site in question after that date.
Last but not least, if national law already requires a renewed authorisation assessment for an existing project or plan because, for example, significant changes are to be made or the earlier approval was issued for a limited period, then Article 6(3) and (4) HD are applicable as the renewed decision for authorisation is now carried out based on listing of the site.
In its form as a derogating provision, the scope for proposed management developments is to be narrowly defined and is only applicable if developments are intended to promote the relevant conservation objectives in the site within the meaning of Article 6(1) HD.
The ECJ has still not defined the term “plans” in Article 6(3) HD. The Court has certainly not disapproved the opinion of the Advocate General Fennelly in the case C-256/98, that the term “plan” must be interpreted extensively.
Controversial discussions are taking place on whether the definition of “plans” in Article 2 a) of the SEA Directive can and should be employed.
It follows that plans and programmes whose adoption is regulated by national legislative or regulatory provisions, which determine the competent authorities for adopting them and the procedure for preparing them, must be regarded as ‘required’ within the meaning, and for the application, of Directive 2001/42 and, accordingly, be subject to an assessment of their environmental effects in the circumstances which it lays down.
A condition for the adoption of a plan that is subject to an assessment is thus simply that legislative or administrative provisions provide for such plans and cover them in more detail. In order to differentiate between “plans and programmes” under the SEA-Directive and “projects”, which are governed by the European Directive 2011/92/EU on the Environmental Impact Assessment
Similar requirements should be also assumed for Article 6(3) HD, as only governmental plans with externally binding or official internal legal effects can predetermine an adverse impact on a Natura 2000 site by a proposed development in a legally relevant manner.
Conversely, private plans are irrelevant, so long as they do not lead to an application for authorisation of a specific proposed development or are to be realised in proposed developments that are not subject to approval. In both cases, however, a project is then present within the meaning of Article 6(3) HD.
Even though the Habitats Directive does not specify the term “project” any more closely, a European definition for the term is to be assumed. The ECJ refers to the term “project” in Article 1(2) a) of the EIA Directive for its interpretation of the term and takes a broad view on what projects are. In accordance with Article 1(2) a) of the EIA Directive for the ECJ, the term “project” in Article 6(3) HD includes not only building installations, but also all human interventions in nature and the landscape, independent of whether they are also subject to an authorisation procedure based on national law.
A variety of consequences and further questions arise from the impact-related understanding of the term “project”.
6.1.1. Proposed developments within and outside Natura 2000 sites
The protective system stipulated in Article 6(3) HD is basically limited to the protected site within its designated boundaries. Proposed developments outside a Natura 2000 site may, however, have external effects on the conservation objectives of the site – for example, because they emit compounds (e.g. nutrients) or other emissions, including noise (e.g. traffic or aircraft noise), into the site.
General specifications for relevant projects based on the size of the radius around the Natura 2000 site are not expedient, because the significant of impacts of projects are rather more dependent on the habitat types and species that are protected, the kind of project and impact, on the attribution of effects over distance and on the impacts of cumulating projects and plans.
6.1.2. Imputation of indirect impacts
The broad scope of an impact-related project term raises the question of when an appropriate assessment for a proposed development is necessary due to indirect impacts. In this process, indirect impacts are to be understood as impacts that are directly and causally linked to the proposed development, but are only associated with the development through additional causal links in a chain. Relevant indirect or collateral effects are present, for example, if non-protected animal and plant species that are a basic food source of a protected species in the site (e.g. insects for birds) are adversely affected by a proposed development or if a river is polluted by the proposed development and the pollutants thus enter into a Natura 2000 site. Such indirect or collateral effects of a proposed development are also relevant to the assessment, insofar as they can be imputed.
However, an obligation to undergo an assessment, thus a project in the sense of Article 6(3) HD, can no longer be assumed if the expected effects of a proposed development cannot be unambiguously attributed to the development. For example, this is the case for the emission of greenhouse gases, as no concrete association can be made between the proposed development and the effects of climate change on a specific site due to global processes and emissions. The same principally applies if the imputation is affected by the autonomous, independent actions of third parties (e.g. the construction of a biogas plant also results in an increase in maize crops within a Natura 2000 site). Conversely, when cumulative actions and impacts of third parties arise from the proposed development – as is frequently the case for plans – then this increase could be attributed to the development (e.g. when opening or expanding roads or building or expanding housing results in greater visitor traffic and increased negative effects on a Natura 2000 site
6.1.3. Planned impacts on Natura 2000 sites?
The BVerwG has raised the question on whether the impact-related term “project” requires greater specification and narrowing down in relation to the general prohibitions to change and disturbance in Article 6(2) HD, stating that a premise for projects within the meaning of Article 6(3) HD is that they must be planned developments.
To what extent this is compatible with Article 6(3) HD appears debatable, as activities that have not been planned comprehensively or are being constantly practised can also constitute interventions with significant adverse effects on Natura 2000 sites. Furthermore, the ECJ has specified strict requirements, also related to the protected goods, of a blanket release from the appropriate assessment for specific proposed developments (see 6.2). After all, a planned approach underlies every activity, which is why a more precise differentiation would be required here based on the quality of forward planning. The question on the option of an official appropriate assessment referred to by the Court is therefore of greater importance, as European Law is also not permitted to demand anything impossible or disproportionate of Member States in accordance with Article 5(4) of the Treaty on European Union (TEU). However, this does not result in a licence for exemption for specific activities. On the contrary, Member States are under the obligation to ensure that all relevant activities can be appropriately assessed by the authorities using suitable procedural provisions. For example, this can be implemented through an obligation to disclose specific activities prior to their conduct (see 6.1.4).
Actions that are exempt from the obligation for assessment are exclusively those that only have the properties of bagatelles and where significant adverse effects on the conservation objectives can be excluded (e.g. leisure activities like walking, cycling or riding on designated). This is because, in this case, only the accumulation of multiple individual actions (many visitors) could have significant adverse effects. Significant negative cumulative effects must be prevented by the authorities through measures pursuant to Article 6(1) and (2) HD (e.g. guiding or limiting visitors) and must also be considered within the scope of the appropriate assessment on the creation of infrastructures (e.g. paths in the site, roads to the site).
6.1.4. No restriction to proposed developments with an obligation for disclosure or authorisation
If the impact on Natura 2000 sites is decisive, then the requirement for an appropriate assessment does not depend on national rules of procedure, especially on an obligation for approval or disclosure.
Nevertheless, a specific obligation for disclosure or approval that is related to Natura 2000 is required for projects that do not otherwise require approval or disclosure, to ensure that the responsible authorities can assess the compatibility of all relevant projects. For this reason, after the judgement reached by the ECJ, a general obligation for disclosure was introduced in § 34(6) of the German Federal Nature Conservation Act (BNatSchG) for all projects that are otherwise not subject to an obligation for approval or disclosure. The German legislator did not, albeit, define in any greater detail when a human activity constitutes a project.
However, a general obligation for disclosure for “projects” without any further detail on the definition of the term “project” raises significant practical and essentially also legal problems, as the European understanding of the term “project” is then being referred to, based on which all projects are interventions that are likely to have a significant effect on the integrity of the site concerned (see 6.2). This means it is incumbent upon the citizen or company acting in the case concerned to assess whether their planned measure, either alone or in combination with other projects and plans, is likely to have significant adverse effects on the conservation objectives - i.e., these cannot be unambiguously excluded. This screening process that must be conducted ex officio is – as explained above – to be undertaken based on objective circumstances and under consideration of the specific characteristics and environmental conditions of the Natura 2000 site in question. There are significant doubts as to whether every private proponent of a measure (e.g. farmers or foresters, maintenance associations, private building contractors) are in the position, sufficiently competent and also willing to independently carry out such a specialist conservation screening process adequately and objectively or to commission it at their own cost.
This means that, in the event of a general obligation for disclosure for “projects”, there is no legal guarantee that all relevant proposed developments will be directed to undergo an official appropriate assessment. The comprehensible interest of the State in limiting the amount of official assessment work,
6.1.5. Classification of recurrent measures
In spite of longer time frames, there is only one project in the case of uninterrupted operation of facilities (e.g. a motorway). For measures that are not constant, but only recurrent at regular intervals (e.g. maintenance measures
Due to the impact-related understanding of the term, based on the dynamic development of the habitat types, species and habitat areas in the site concerned, new interventions must essentially be evaluated based on the situation in the site at the time of the planned measures, even if the type and extent of the interventions are similar.
Rather more, the latitude granted by the ECJ in relation to consideration must be interpreted such that, procedurally, recurrent similar measures can only be summarised into one project within a limited time frame (e.g. 3-5 years) without notable losses in protection. In this process, the time frame is to be primarily determined based on the current conservation status of the affected habitat types and species and their assumed development and dynamics within the site. An approval of recurrent measures thus always requires time limitation.
The ECJ has taken clear action against any attempts by Member States
It is therefore clear from the case-law of the Court that, in principle, pursuant to Article 6(3) of the Habitats Directive, a Member State may not, on the basis of the sphere of activity concerned or by introducing a declaratory scheme, systematically and generally exempt certain categories of plans or projects from the obligation requiring an assessment to be undertaken of their implications for Natura 2000 sites.
An exemption is only permissible in exceptional cases where the criteria for exemption can guarantee that the possibility of a significant adverse impact on the protected areas due to the projects concerned is ruled out.
Projects with a small scope or quantity can also have significant adverse effects on the environment if they are realised in locations where the environmental factors like fauna and flora, soil, water, climate or cultural heritage react sensitively to the tiniest of changes or other impacts exist or are to be expected.
As a result, anticipated statutory exemptions must refer to the sensitivity and the condition of the affected habitat types and species to exclude significant effects with certainty in every case. General exemptions would therefore, at best, comply with these requirements within the designation act of a Natura 2000 site. Even here, compliance with the relevant provision in the designation act should be ensured through an anticipated Habitats Directive appropriate assessment.
Finally, the blanket exemption for certain activities also raises problems in relation to the principle of equality as other activities without exemption are subject to the conservation regime and must accept that the impacts of exempt activities will count against them as a previous pressure or cumulative pressure (e.g. when the high nitrogen pollution from agriculture poses an obstacle to a road construction project).
6.3.1. Creation of sections for linear infrastructural developments
Longer linear infrastructures, such as motorways, railways and waterways or power lines are frequently divided into multiple sections, for which independent plans are then produced and authorisation procedures carried out. According to the BVerwG, such breaking into sections is also permissible in relation to the assessment of compatibility with Natura 2000 and the entire infrastructural development is thus not to be regarded and assessed as one project.
The BVerwG elaborates in settled case law on the required forecast projection, as follows:
The forecast must predict that the realisation of a proposed development will also not be impeded over its further course by any obstacles that cannot be overcome a priori. Whether or not the subsequent sections of the project can be realised is to be answered in court proceedings based on objective circumstances; what is decisive in this process is whether realisation can be excluded after a summary appraisal of the facts of the case. This forecast will not simply have a negative outcome because the proposed development - as is the case here - could or will probably have adverse impacts on an SCI over its further course; rather more, it must also be considered whether it appears possible to guarantee compatibility with the aid of conservation measures or to achieve permissibility of a proposed development based on a derogation assessment.
Conversely, the legal validity of an approved section does not constitute an obligation to implement the subsequent sections in the sense that it is in the public interest to implement those sections and that this interest can no longer be overcome.
6.3.2. Air corridors
Based on the impact-related project term, the Federal Administrative Court (BVerwG) in Germany has recognised that the defining of air corridors constitutes a project within the meaning of Article 6(3) HD if this results in flights over protected areas at a certain regularity and intensity.
6.3.3. Maintenance measures
Maintenance measures entail managing and maintaining objects, including linear structures like roads, railways, waterways, long distance pipelines, supply and sewage pipelines or drainage ditches, and spatially limited facilities like harbours, airports, residential areas or industrial plants. However, in the European cultural landscape, these are also carried out on natural water bodies and near-natural landscape elements (e.g. hedges, parks). Maintenance measures denote that these are intended to reinstate the earlier status quo at regular intervals or as required and to remove natural or anthropogenic changes that have occurred in the interim (e.g. removal of plant growth in drainage ditches, removal of dead wood from water bodies, keeping road and railway margins and power lines clear). These act on a regular basis to combat natural development. Adverse effects on the conservation objectives can therefore not be excluded if these measures are carried out within or in the vicinity of Natura 2000 sites, such that this constitutes a project and, at minimum, screening should be conducted.
Pursuant to Article 6(3) HD, those measures that are immediately associated with the management of a Natura 2000 site or are required for this purpose do not constitute maintenance measures that are obliged to undergo an assessment. This refers to the conservation, management and developmental measures for the maintenance of the relevant protected habitat types and species as these have no impact on the conservation objectives, but are designed to promote them (see 4).
6.3.4. Land use practices related to agriculture, forestry and fisheries
Agriculture and forestry not only constitute the largest uses of areas within and outside Natura 2000 sites, they are also among the factors that pose the greatest threat to habitats and species in the EU (see 2).
This decision is surprising as, on the one hand, in the particular case in question - which is by no means an isolated legal case - the implementation of another project (a section of the A33 motorway) was being debated as the critical load in the site had already been exceeded by agricultural nitrogen pollution from outside the site.
On the other hand, the Court’s interpretation is not compatible with the impact-related understanding of the term and ECJ case law. Given the significant impacts of measures employed in land use practices related to agriculture, forestry and fisheries on the environment and nature (especially through nitrogen pollution, the use of pesticides and changes to soil structure and the water balance), significant adverse effects on the conservation objectives of Natura 2000 sites - either individually or cumulatively - cannot generally be excluded if these occur within or in the vicinity of Natura 2000 sites. The ECJ
The blanket special treatment of land use practices related to agriculture, forestry and fisheries that is favoured by the BVerwG essentially constitutes an anticipated legal exemption for specific types of projects for which the ECJ has set up strict requirements to prevent the circumvention of the protective system outlined in Article 6 HD (see 6.2). Based on this, even uses such as agriculture, forestry and fishery or hunting that shape the site may not be issued with a blanket exemption from the protective system and the appropriate assessment, so long as the possibility of a significant adverse effect on the protected areas by these debatable projects cannot be systematically excluded with certainty in each individual case, as well as without any remaining scientific doubt.
However, general nationwide provisions on correct land use practices related to agriculture, forestry and fisheries cannot safeguard this as they are neither tailored towards the protection of species or habitat types in particular need of protection, nor do they contain specific demands for protection for the Natura 2000 sites that are affected.
In summary, it must be noted that the term “plan” and, to an even greater extent, the term “project” in Article 6(3) HD are the decisive keys to the initiation of an appropriate assessment and to its requirement. In this process, the ECJ allocates the decisive importance to the term “project”. Under reference to the term “project” in Article 1(2) a) of the EIA Directive 2011/92/EU, the term in Article 6(3) HD includes not only building installations, but also all human interventions in nature and the landscape, independent of whether they are also subject to an authorisation procedure based on national law. The impact-related understanding of the term “project” means that the screening of the potential impacts is included. Here, direct impacts and also indirect impacts, which might be attributed, are relevant and interactions with other plans and projects must be considered. From this, it follows that activities which are typically not subject to approval, such as land use practices related to agriculture, forestry and fisheries or maintenance measures, may also constitute projects and hence their appropriate assessment may be required, unless significant adverse effects on the integrity of a Natura 2000 site cannot be clearly excluded, either individually or cumulatively. Statutory rules of procedure (e.g. obligations for disclosure) are therefore required to ensure that an official screening process, followed by a main assessment, if necessary, can be carried out for these land use practices and their management measures. Based on the impact-related understanding of the term, the ECJ also places high demands on anticipated general exemptions for specific project types and plans. There is thus no possibility for statutory national exemption (e.g. for agriculture, forestry and fisheries). Anticipated exemptions require a specific provision in, for example, the designation act of a Natura 2000 site or in the management plan.
The author thanks the reviewers for their very helpful comments and suggestions and Textworks Translations for the translation of the manuscript and the cited sections of decisions of the BVerwG.
1 Council Directive 92/43/EEC of 21.5.1992 on the conservation of natural habitats and of wild fauna and flora, OJ L 206, 22.7.1992, p. 7.
2 All ECJ decisions can be located based on their file number and can be freely accessed under: curia.europa.eu/juris/recherche.jsf?language=en.
3 From 2002 onwards, BVerwG decisions can be located based on their file number and can be freely accessed under: http://www.bverwg.de/entscheidungen/entscheidungen.php. References to the locations of earlier decisions are provided in this article.
4ECJ, adjudication of 23.5.1990 – C-169/89, margin number 11; adjudication of 11.7.1996 – C-44/95, margin number 23, 26; adjudication of 28.6.2007 – C-235/04, margin number 23; adjudication of 13.7.2006 – C-191/05, margin number 9; adjudication of 25.10.2007 – C-334/04, margin number 24.
5ECJ, adjudication of 14.1.2010 – C-226/08, margin number 48 et seq.; adjudication of 24.11.2011 – C-404/09, margin number 125, 174.
6Möckel Nature Conservation 2017b.
7 elaborated on in Möckel Nature Conservation 2017a.
8cf. Therivel Environmental Impact Assessment Review 2009, 261 et sqq.
9
10
11
12 EEA 2015, p. 135 et sqq.
13 EEA 2015, p. 6 et sqq., 70 et sqq., 96 et sqq., 151 et sqq.;
14
16cf. Milieu, IEEP and ICF 2016; Vassiliki et al. CoBi 2015, 260 (266 et sqq.).
17 EEA 2015, p. 132 et sqq.
18http://ec.europa.eu/environment/nature/index_en.htm (accessed on 27.11.2015).
19 Articles 43-47 and Annex X of Regulation (EU) no. 1307/2013 with provisions on direct payments to proprietors of farms within the scope of the Common Agricultural Policy funding regulations, ABl. EU no. 347 v. 20.12.2013, p. 608 et sqq.
20cf. Underwood/Tucker 2016; Pe´er et al. Conservation Letters 2016, 1 et sqq.; Pe’er et al. Science 2014, 1090 et sqq.
21ECJ, adjudication of 13.1.2005 – C-117/03, margin number 25; adjudication of 11.9.2012 – C-43/10 margin number and headnote 6.
22ECJ, adjudication of 24.11.2011 – C-404/09, margin number 97; adjudication of 13.12.2007 – C-418/04, margin number 173.
23 more detailed in Möckel JEEPL 2014, 392 (402 et sqq., 405 et sqq.); Ureta JEEPL 2007, 84 (86).
24 for SCI: ECJ, adjudication of 13.1.2005 – C-117/03, margin number 22 et sqq.; adjudication of 15.3.2012 – C-340/10, margin number 43–47; for SPA: ECJ, adjudication of 18.10.1989 – C-374/87, margin number 50–56; adjudication of 13.12.2007 – C-418/04, margin number 173; adjudication of 24.11.2011 – C-404/09, margin number 97.
25cf. only ECJ, adjudication of 14.1.2016 – C-399/14 – Grüne Liga Sachsen, margin number 33.
26ECJ, adjudication of 14.1.2016 – C-399/14, margin number 33; adjudication of 24.11.2011 – C-404/09, margin number 124 et seq.; adjudication of 14.1.2010 C-226/08, margin number 49; BVerwG, decision of 6.3.2014 – 9 C 6.12, margin number 22, 26 et sqq.
27 settled ECJ case law, adjudication of 14.1.2016 – C-399/14, margin number 52; adjudication of 15.5.2014 – C-521/12, margin number 19.
28 BVerwG, decision of 6.3.2014 – 9 C 6.12.
29 for n by McGillivray JEEPL 2011, 329 (352) and Schoukens JEEPL 2014, 1 (26 et sqq.).
30ECJ, adjudication of 14.1.2016 – C-399/14, margin number 42–54.
31ECJ, adjudication of 14.1.2016 – C-399/14, margin number 55 and 67 (with reference to adjudication of 24.11.2011 – C404/09, margin number 156).
32ECJ, adjudication of 14.1.2016 – C-399/14, margin number 56 et seq.; adjudication of 10.11.2016 – C-504/14, margin number 41.
33 settled ECJ case law, adjudication of 15.5.2014 – C-521/12, margin number 36; adjudication of 11.4.2014 – C-258/11, margin number 35; adjudication of 16.2.2012 – C-182/10, margin number 74 et seq.
34ECJ, adjudication of 18.10.1989 – C-374/87, margin number 50–56. Following BVerwG, adjudication of 18.7.2013 – 4 CN 3.12, margin number 28 et sqq.
35ECJ, adjudication of 18.12.2007 – C-186/06, margin number 37; adjudication of 11.7.1996 – C-44/95, margin numbers 26 et seq., 42; adjudication of 2.8.1993 – C-355/90, margin numbers 18 et seq., 45; adjudication of 28.2.1991 – C-57/89, margin number 22 et sqq.
36ECJ, adjudication of 14.1.2016 – C-399/14, margin number 54, 58–62, 67 et sqq. and headnote 2–3.
37ECJ, adjudication of 14.1.2016 – C-399/14, margin number 67 et sqq. and headnote 3.
38cf.ECJ, adjudication of 14.1.2010 C-226/08, margin number 46; adjudication of 10.11.2016 – C-504/14, margin number 41; ECJ case law, adjudication of 14.1.2016 – C-399/14, margin numbers 68-71.
39ECJ, adjudication of 14.1.2016 – C-399/14, margin number 68 et seq.
40cf.ECJ, adjudication of 14.1.2016 – C-399/14, margin number 76; adjudication of 14.1.2010 C-226/08, margin number 41-46; adjudication of 7.9.2004 – C-127/02, margin number 28 et seq.
41Möckel Nature Conservation 2017b.
42ECJ, adjudication of 4.3.2010 – C-241/08, margin number 50–56.
43Epiney, in: Epiney/Gammenthaler 2009, p. 93 et seq.
44 Case C-241/08 Commission v France [2010] ecr I-1697, paras. 44–56.
45ECJ, adjudication of 6.4.2000 – C-256/98, margin number 38; AG Fennelly, opinion delivered on 16.9.1999 – C-256/98, ECLI:EU:C:1999:427, paragraph 33.
46 Directive on the assessment of the effects of certain plans and programmes on the environment, adopted by the European Parliament and Council on 27.6.2001, OJEU no. L 197 of 21.7.2001, p. 30 et sqq.
47cf. e.g. ECJ, adjudication of 21.7.2016 – C-387/15 and C-388/15, margin number 2, 42 et sqq.; adjudication of 11.9.2012 – C-43/01, margin number 92 et sqq., 106 et sqq., 118 et sqq.
48cf. Sobotta Journal for Nature Conservation 2017, in press (240) ; Epiney, in: Epiney/Gammenthaler 2009, p. 97 et seq.
49ECJ, adjudication of 22.2.2012 – 567/10, margin number 38-31. cf. Sobotta Journal for Nature Conservation 2017, in press (240 et seq.).
50ECJ, adjudication of 22.2.2012 – 567/10, margin number 31.
51 Directive on Environmental Impact Assessment for specific public and private projects adopted by the European Parliament and Council on 13.12.2011, OJEU no. L 26 of 28.1.2012, p. 1 et sqq. Superseded Directive 85/337/EEC.
52cf.ECJ, adjudication of 11.9.2012 – C-43/10, margin number 95; adjudication of 22.2.2012 – 567/10, margin number 30.
53 A broader interpretation uses
54cf. Therivel Environmental Impact Assessment Review 2009, 261 (Fig. 1 at p. 262).
55ECJ, adjudication of 16.2.2012 – C-182/10, margin number 69.
56 the debate on this question in the UK in Therivel Environmental Impact Assessment Review 2009, 261 (264).
57 settled ECJ case law, adjudication of 14.1.2010 – C-226/08, margin number 38; adjudication of 7.9.2004 – C-127/02 – Waddenvereniging and Vogelbeschermingsvereniging, margin number 24 et sqq.; adjudication of 10.1.2006 – C-98/03, margin number 40 et seq.
58cf.ECJ, adjudication of 10.1.2006 – C-98/03, margin number 40 et seq.;
59ECJ, adjudication of 7.9.2004 – C-127/02, margin number 43 et seq.; adjudication of 26.5.2011 – C-538/09, margin number 39; adjudication of 21.7.2011 – C-2/10, margin number 41 et seq. cf. Ureta JEEPL 2007, 84 (87 et seq.).
60cf.ECJ, adjudication of 7.9.2004 – C-127/02, margin number 44, 49; adjudication of 26.5.2011 – C-538/09, margin number 39;
61 more detailed on the screening step, Möckel Nature Conservation 2017b;
62 however, Lees JEL 2016, 191 (203 et seq.).
63 established by
64 for the Court decisions and debate in the UK, Tromans 2012, chap. 5.
65ECJ, adjudication of 24.11.2011 – C-404/09, margin number 146 et sqq., 166 et sqq.; adjudication of 20.10.2005 – C-6/04, margin number 34; BVerwG, adjudication of 18.12.2014 – 4 C 35.13, margin number 34, 43 et seq.; adjudication of 28.3.2013 – 9 A 22.11, margin number 84, 88 et seq.
66cf.ECJ, adjudication of 11.9.2012 – C-43/10; adjudication of 13.12.2007 – C-418/04, margin number 256 et seq.
67cf.ECJ, adjudication of 20.10.2005 – C-6/04, margin number 34; adjudication of 7.9.2004 – C-127/02, margin number 43 et seq.;
68ECJ, adjudication of 26.4.2017 – C-142/16, margin numbers 29 et sqq.; adjudication of 24.11.2011 – C-404/09, margin number 146 et sqq., 166 et sqq.; BVerwG, adjudication of 14.4.2010 – 9 A 5.08, margin number 32–34; decision of 23.1.2015 – 7 VR 6.14, margin number 16; adjudication of 14.7.2011 – 9 A 12.10, margin number 93.
69cf. Therivel Environmental Impact Assessment Review 2009, 261 (264); Möckel Nature Conservation 2017b.
70cf. e.g. BVerwG, adjudication of 9.7.2009 – 4 C 12.07, margin number 11.
71cf.ECJ, adjudication of 10.11.2016 – C-504/14, margin number 29; adjudication of 14.1.2016 – C-399/14, margin number 42; adjudication of 14.1.2016 – C-141/14, margin number 58; adjudication of 24.11.2011 – C-404/09, margin number 142.
72cf.ECJ, adjudication of 10.11.2016 – C-504/14, margin number 53-60; Therivel Environmental Impact Assessment Review 2009, 261 (265 et seq.).
73 BVerwG, adjudication of 13.4.2013 – 4 C 3.12, margin number 30.
74 BVerwG, adjudication of 8.1.2014 – 9 A 4.13, headnote 6 and margin number 55. Confirmatory BVerwG, decision of 24.3.2015 – 4 BN 32.13, margin number 35.
75ECJ, adjudication of 14.1.2016 – C-399/14, margin number 68 et seq.; adjudication of 10.1.2006 – C-98/03, margin number 40 et sqq.
76ECJ, adjudication of 10.1.2006 – C-98/03, margin number 42 et sqq.
77ECJ, adjudication of 16.2.2012 – C-182/10, margin number 69.
78cf. Sundseth/Roth 2013, p. 52 et seq., 92.
79 in line with the German Federal Governance (Bundestag-Drucksachen 16/5100, p. 10).
80ECJ, adjudication of 14.1.2010 – C-226/08, margin number 35 et sqq.
81ECJ, adjudication of 7.9.2004 – C-127/02 – Waddenvereniging and Vogelbeschermingsvereniging, margin number 21 et sqq.
82cf. Schoukens JEEPL 2014, 1 et sqq.
83ECJ, adjudication of 14.1.2010 – C-226/08 – Stadt Papenburg, margin number 37–41; adjudication of 7.9.2004 – C-127/02, margin number 28.
84ECJ, adjudication of 14.1.2010 – C-226/08, margin number 41 et sqq.
85ECJ, adjudication of 14.1.2010 – C-226/08, margin number 47–51.
86cf.ECJ, adjudication of 14.1.2016 – C-399/14, margin number 58–62; adjudication of 7.9.2004 – C-127/02, margin number 21 et sqq.; BVerwG, decision of 12.3.2008 – 9 A 3.06, margin number 89.
87cf.
88cf. Schoukens JEEPL 2014, 1 (8 et seq., 24 et seq.); Albrecht/Gies NuR 2014, 235 (241 et seq.). Other opinion Würtenberger NuR 2010, 316 (318); Frenz NVwZ 2011, 275 (277).
89 in contrast, the following only regard a time limit as potentially necessary: Frenz NVwZ 2011, 275 (277); Albrecht/Gies NuR 2014, 235 (242).
90Albrecht/Gies NuR 2014, 235 (241).
91 e.g. § 10(1) number 11 BNatSchG 2002.
92ECJ, adjudication of 26.5.2011 – C-538/09, margin number 45.
93ECJ, adjudication of 10.1.2006 – C-98/03, margin number 41; adjudication of 26.5.2011 – C-538/09, margin number 41 et sqq. cf. Ureta JEEPL 2007, 84 (90).
94cf.ECJ, adjudication of 4.3.2010 – C-241/08, margin number 36.
95ECJ, adjudication of 26.5.2011 – C-538/09, margin number 63. cf. adjudication of 4.3.2010 – C-241/08, margin number 39.
96cf.ECJ, adjudication of 26.5.2011 – C-538/09, margin number 55 et seq.; adjudication of 21.9.1999 – C-392/96 margin number 66; adjudication of 10.1.2006 – C-98/03, margin number 43 et seq., and adjudication of 4.3.2010 – C-241/08 margin number 31.
97ECJ, adjudication of 4.3.2010 – C-241/08, margin number 39, 56.
98ECJ, adjudication of 4.3.2010 – C-241/08, margin number 55.
99cf.ECJ, adjudication of 26.5.2011 – C-538/09, margin number 55 et seq.; adjudication of 21.9.1999 – C-392/96 margin number 66.
100ECJ, adjudication of 26.5.2011 – C-538/09, margin number 55 et seq.; adjudication of 10.1.2006 – C-98/03, margin number 44; adjudication of 21.9.1999 – C-392/96 margin number 66. cf. Ureta JEEPL 2007, 84 (90).
101 BVerwG, adjudication of 10.4.2013 – 4 C 3.12, margin number 16 et sqq.
102ECJ, adjudication of 16.2.2012 – C-182/10, margin number 69.
103 BVerwG, adjudication of 6.11.2013 – 9 A 14.12, margin number 151; decision of 28.11.2013 – 9 B 14.13, margin number 13.
104cf.ECJ, adjudication of 24.11.2016 – C-461/14, margin number 14, 24, 29.
105 BVerwG, decision of 28.11.2013 – 9 B 14.13, margin number 13.
106 BVerwG, adjudication of 6.11.2013 – 9 A 14.12, margin number 151; decision of 28.11.2013 – 9 B 14.13, margin number 13. For details on this, also Möckel Nature Conservation 2017a.
107 BVerwG, decision of 28.11.2013 – 9 B 14.13, margin number 13. Similar to, e.g. BVerwG, adjudication of 6.11.2013 – 9 A 14.12, margin number 151; adjudication of 12.3.2008 – 9 A 3.06, margin number 270 et seq.
108 BVerwG, adjudication of 23.4.2014 – 9 A 25.12, margin number 82 with further references.
109 BVerwG, adjudication of 23.4.2014 – 9 A 25.12, margin number 82.
110 BVerwG, adjudication of 19.12.2013 – 4 C 14.12, margin number 28; adjudication of 12.11.2014 – 4 C 34.13, margin number 29.
111 BVerwG, adjudication of 10.4.2013 – 4 C 3.12, margin number 30.
112ECJ, adjudication of 14.1.2010 – C-226/08, margin number 41–50; adjudication of 13.12.2007 – C-418/04, margin number 256 et seq.; BVerwG, adjudication of 12.3.2008 – 9 A 3.06, margin number 97 et sqq.
113 EEA 2015, p. 6 et seq., 151 et sqq.
114
115ECJ, adjudication of 10.1.2006 – C-98/03, margin number 39–45.
116 Bundestag-Drucksache 16/6780, p. 13; Bundestag-Drucksache 16/12274, p. 65.
117 BVerwG, adjudication of 6.11.2012 – 9 A 17.11, margin number 89.
118 BVerwG, adjudication of 6.11.2012 – 9 A 17.11, margin number 89.
119 BVerwG, adjudication of 6.11.2012 – 9 A 17.11, margin number 62 et sqq.
120 BVerwG, adjudication of 6.11.2012 – 9 A 17.11, margin number 84 et sqq.
121 on land-use measures that shape sites, such as hunting: ECJ, adjudication of 4.3.2010 – C-241/08, margin number 39, 56; on mechanical shell fishing: ECJ, adjudication of 7.9.2004 – C-127/02, margin number 27; on the intensification of land use, drainage and the consolidation of agricultural land ECJ, adjudication of 25.11.1999 – C-96/98, margin number 29, 45 et seq.; on irrigation ECJ, adjudication of 18.12.2007 – C-186/06, margin number 26 et sqq. and on overgrazing ECJ, adjudication of 13.6.2002 – C-117/00, margin number 22-33.
122 e.g. Gellermann, in: Landmann/Rohmer, Umweltrecht, 2016, § 34 BNatSchG margin number 7; Ewer, in: Lütkes/Ewer, § 34 margin number 4; Mühlbauer, in: Lorz et al., Naturschutzrecht, 2013, § 34 BNatSchG margin number 3; Wolff, in: Schlacke, GK-BNatSchG, 2012, 1. ed., § 34 margin number 3; Klinck 2012, p. 107; Möckel NuR 2012, 225 et sqq.; Meßerschmidt 2011, p. 679; Czybulka EurUP 2008, 20 (21 et seq.).
123ECJ, adjudication of 4.3.2010 – C-241/08, margin number 39, 55 et seq.
124 due to the current lack of demanding provisions for agriculture land use in EU cf. Möckel Land Use Policy 2015, 342 et sqq.
125ECJ, adjudication of 20.10.2005 – C-6/04, margin number 47.
126cf.