Research Article |
Corresponding author: Stefanie Heinze ( stefanie.heinze@bfn.de ) Academic editor: Doug Evans
© 2020 Stefanie Heinze, Peter Finck, Ulrike Raths, Uwe Riecken, Axel Ssymank.
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Heinze S, Finck P, Raths U, Riecken U, Ssymank A (2020) Revised criteria system for a national assessment of threatened habitats in Germany. Nature Conservation 40: 39-64. https://doi.org/10.3897/natureconservation.40.50656
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The Red List of threatened habitat types in Germany was first published in 1994 and it is updated approximately every ten years. In 2017 the third version was published by the German Federal Agency for Nature Conservation. In the course of the revision, the criteria system was also extended. In doing so, an attempt was made to find a compromise between the consideration of international developments that had taken place and existing national requirements. In particular, short-term developments should become visible through the German Red List status. In addition to ‘National long-term Threat’, the valuation now also includes ‘Current Trend’ and ‘Rarity’. Following the IUCN’s approach, the collapse risk is now represented on the basis of several criteria. However, in contrast to the IUCN procedure, where the worst evaluated criterion is determinative for Red List status, in our procedure all criteria are included in the evaluation. To counteract misleading signal-effects for management decisions, all significant criteria have an influence on the resulting German Red List status (RLG). They are combined in an assessment scheme. In order to map the overall risk of loss, both the long-term threat as a historical reference value and furthermore the current trend must have an influence on RLG. As a result, 65% of habitat types have differing risk of loss.
collapse risk, criteria, ecosystem, endangered habitats, nature conservation, risk of loss
The protection of biotopes, which aims to preserve a habitat and its complete biocenosis, has become a core instrument of nature conservation in Europe since the 1970s (e.g.
Consequently, recently developed national approaches had to find a balance between national specific requirements and international comparability (e.g.
In 2017, a third updated edition of the ‘German Red List of threatened habitats’ was published (
Red Lists of habitats are characterised by their direct spatial reference and are therefore explicitly focused on landscape planning and actors in the field of habitat management and practical nature conservation. In Germany, the Red List also serves as a technical basis for legal biotope protection. Therefore, the Red List status by itself should indicate current needs for action and also success in nature conservation, thus functioning as a basis for political decisions which concern the prioritisation of nature conservation measures (
The objective of this paper is to present the recently revised assessment procedure for habitat types in Germany and to contribute to further discussion of an appropriate method for Red List assessment for habitats (see also
The Red List assessment is based on a complete standard list of habitat types occurring in Germany (
The German Red List of habitats is revised in an approximately ten-year-evaluation cycle. Experience has shown that sufficient monitoring data are available from the federal states within this period. In addition, improvements and deteriorations in the state of conservation can be observed within this period as a result of current risk factors. As proposed by the IUCN (
In the third edition of the German Red List, we derive the ‘German Red List status’ (RLG) by combining three different criteria. Since the publication of the first edition of the Red List in 1994, the criteria system for assessing the overall risk has been continuously enhanced. This development is justified in many ways, including by improved knowledge, a better data basis, and new international standards. In earlier editions, only the long-term trend with information on changes in area and quality was included in the overall assessment (
Time frames of the three red listing criteria of the German Red List (
Categories are specified by verbal-descriptive definitions since evaluations for several habitats are still based on expert judgement. There was a broad national consensus that it is not possible to exclusively derive individual threat categories from quantitative values as proposed by
To counteract misleading signal-effects for management decisions, we established a mechanism in the assessment procedure to ensure that all significant criteria have an influence on the resulting RLG. Thus, RLG is determined by a step-by-step evaluation procedure (Fig.
Stepwise Red List assessment for habitat types in Germany. The ‘National Long-term Threat’ (nTH) is derived from the ‘Regional Long-term Threats’ (rTH) of eight major landscape regions (Step 1, 2) (see Fig.
For the long-term risk assessment mainly anthropogenic spatial (sub criterion AL) and qualitative (sub criterion QUL) changes over the last 50–150 years (sliding time frame) are assessed for the major landscape regions (see Fig.
Map of the regions delimited for the regional threat classification of habitats (major landscape regions; red outlines). For ecological characterisation, Germany can be subdivided into natural units. The figure is based on the system of Meynen and Schmithüsen et al. (1953–1962). For the application in the habitats directive (Natura 2000) and the risk assessment of habitats
A similar reference period for the assessment of the long-term threat in Germany is used by
For each of the defined eight major landscape regions (see Fig.
Verbal descriptive definition of criterion I ‘National Long-term Threat’ (nTH). Following the ‘precautionary principle’, the highest risk category obtained by any of the two sub-criteria AL and QUL is defined as the overall value of rTH and subsequently nTH.
Criterion I: | Sub-criterion Ia: | Sub-criterion Ib: | |
---|---|---|---|
National long-term threat (nTH) | Area loss (AL) | Quality loss (QUL) | |
Scale of assessment: | |||
Step 1: regional scale (rTH); | Regional | Regional | |
Step 2: upscaling to national scale (nTH) | |||
Category | Description | Definition: verbal-descriptive | Definition: verbal-descriptive |
0 | Collapsed | Types of habitats which were previously present in the area considered but today can no longer be proven to exist. | Types of habitats with their quality affected so severely that typical or natural variants are completely destroyed. |
1 | Critically Endangered | Types of habitats of which only a small part of the original area still exists. With the causes of threat continuing and without any activities for protection and management, complete destruction has to be expected in the near future. | Types of habitats with their quality being negatively affected in nearly their whole range, so that typical or natural variants are only left in one or very few sub regions and threatened by complete destruction in a short time. |
2 | Endangered | Types of habitats with a heavy decline in area in nearly the whole region considered or already extinct in several (sub) regions. | Types of habitats with their quality being negatively affected in a way that |
– a decline of typical variants can be stated in nearly the whole area of interest or | |||
– typical variants already became extinct in several (sub)regions. | |||
3 | Vulnerable | Types of habitats with negative development of area over a broad range of the considered region, or locally extinct at numerous sites. | Types of habitats with their quality being negatively affected in a way that |
– a decline of typical variants in several sub regions can be stated or | |||
– typical variants already became locally extinct at numerous sites. | |||
V | Near Threatened | Types of habitats with negative development (also in the long term), thus being potentially threatened by loss of area if not already threatened according to categories 1–3. | Not defined in the German assessment |
* | Least Concern | Presumably not endangered at present | |
? | Data Deficient | Classification not possible because of insufficient data | |
# | Evaluation not reasonable | These are types of habitats that – although they may show declining tendencies – are considered ‘undesirable’ from a nature conservation point of view. Examples would be forests of non-native tree species, arable fields on peat soil, or certain degeneration stages of fens and bogs. | |
– | Not Evaluated | No corresponding category in the national assessment; all types have been evaluated based on a complete reference list for Germany |
The sub-criterion AL represents the estimated long-term loss in area of occupancy and the decline in number of sites of habitats (by demolition, building activities, changes in land use, etc.). AL has been described in detail by
Apart from direct loss of total area and decrease in number of sites, habitats can be threatened in particular by qualitative changes and deterioration represented by sub-criterion QUL. Typically, this has adverse effects on the abiotic conditions as well as on the structural appearance, the typical set of characteristic species, and on ecological interactions (see
The assessment of nTH in the current edition corresponds to the overall Red List category of the second edition because in 2006 only nTH was considered to determine RLG (
If regions differ extremely in rTH, the most representative region(s) for each habitat turned the balance. The reference period corresponds to that of rTH. For nTH the categories and definitions remain largely unchanged compared to earlier editions of the Red List Germany (Table
The ‘Current Trend’ (T) in total area (and number of sites) is assigned at the national level. The estimation of T is based on development over the last ten years and a forecast for the near future (maximum ten years). This period corresponds to the updating cycle of the Red List Germany. A comparable criterion is used in Germany for the Red List assessment of species, but without the future assessment (short-term population trend, cf.
In the revised assessment scheme, a higher risk of loss is basically assumed for habitat types which are extremely rare. They are characterised through very few or very small occurrences and are therefore usually very sensitive to the loss of individual sites since one single event or a critical hazard could destroy the whole inventory (cf.
Criterion R is not classified in a full system from widespread to extremely rare. All types of habitats are examined and classified as either ‘Extremely Rare’ or ‘Not Extremely Rare’. All types which had been assessed as category ‘R’ (extremely rare) for the Red List status in the second edition (
RLG describes the overall ‘Risk of Loss’ under current national threat conditions. Based on nTH, criteria T and R have a downgrading or an upgrading effect (Fig.
Definition of criterion II ‘Current Trend’ (T) and implication for the risk assessment procedure.
Symbol | Category | Definition | Change in threat category (based on nTH) |
---|---|---|---|
↓ | Negative | In the last ten years, a decrease in the total stock of the total area, or at least in large parts of the area, can be observed and is likely to continue in the coming years. | – 0.5 |
→ | Stable | The total area has been largely constant over the past ten years. However, local and regional differences in development are possible. No other trend is expected for the coming years. | + 0.5 |
↑ | Positive | In the past ten years, the increase in the total area of these types of habitats as a whole, or at least in large parts of the area, is likely to continue in the next few years. | + 1.0 |
? | Data Deficient | Classification not possible | no change in threat category |
# | Evaluation not reasonable | Types of habitats showing declining tendencies, but are ‘undesirable’ from the point of view of nature conservation. | no change in threat category |
The categories ‘Imminently Threatened By Complete Destruction’ (1!) and ‘Imminently Threatened’ (V–3) are newly introduced. These new categories represent both extremes of ‘collapse risk’ in the German approach.
Assessment scheme for determining the German Red List status (RLG). For the overall classification, three criteria are applied stepwise from left to right (National Long-term Threat [nTH], Current Trend [T], Rarity [R]).
Criterion I | Criterion II | Change in category | Interim value | Criterion III | Change in category | RLG | |||
National Long-term Threat | 0 | → | +/-0 | 0 | n/s | 0 | |||
1 | Current Trend | ↓ | -0.5 | 1! | Rarity | x | -0.5 | 1! | |
– | 1! | ||||||||
→ | +0.5 | 1–2 | x | -0.5 | 1 | ||||
– | 1–2 | ||||||||
#, ? | +/-0 | 1 | x | -0.5 | 1! | ||||
– | 1 | ||||||||
↑ | +1 | 2 | x | -0.5 | 1–2 | ||||
– | 2 | ||||||||
2 | Current Trend | ↓ | -0.5 | 1–2 | Rarity | x | -0.5 | 1 | |
– | 1–2 | ||||||||
→ | +0.5 | 2–3 | x | -0.5 | 2 | ||||
– | 2–3 | ||||||||
#, ? | +/-0 | 2 | x | -0.5 | 1–2 | ||||
– | 2 | ||||||||
↑ | +1 | 3 | x | -0.5 | 2–3 | ||||
– | 3 | ||||||||
3 | Current Trend | ↓ | -0.5 | 2–3 | Rarity | x | -0.5 | 2 | |
– | 2–3 | ||||||||
→ | +0.5 | 3–V | x | -0.5 | 3 | ||||
– | V–3 | ||||||||
#, ? | +/-0 | 3 | x | -0.5 | 2–3 | ||||
– | 3 | ||||||||
↑ | +1 | V | x | -0.5 | V–3 | ||||
– | V | ||||||||
V | Current Trend | ↓ | -0.5 | 3–V | Rarity | x | -0.5 | 3 | |
– | V–3 | ||||||||
→ | +/-0 | V | x | -0.5 | V–3 | ||||
– | V | ||||||||
#, ? | +/-0 | V | x | -0.5 | V–3 | ||||
– | V | ||||||||
↑ | +1 | * | x | -0.5 | V | ||||
– | * | ||||||||
* | Categories are not changed by the evaluation scheme | ||||||||
? | |||||||||
# |
Categories of the German Red List status (RLG). The (verbal-descriptive) definitions of the Red List categories are derived from the possible combinations of the individual criteria according to the evaluation scheme (see Table
German Red List status (RLG) Category | Description |
---|---|
0 | Collapsed (CO) |
1! | Imminently Threatened By Complete Destruction |
1 | Critically Endangered (CR) |
1–2 | Endangered (EN) to Critically Endangered (CR) |
2 | Endangered (EN) |
2–3 | Vulnerable (VU) to Endangered (EN) |
3 | Vulnerable (VU) |
3–V | Imminently Threatened |
V | Near Threatened (NT) |
* | Least Concern (LC) |
# | Evaluation not reasonable |
? | Data Deficient (DD) |
The revised assessment system has been tested and applied in the current edition of the ‘German Red List of threatened habitats’ (
Assessment results for RLG 2017 (
Cat RLG | Marine habitats | Coastal habitats | Inland waters | Open terrestrial habitats | Shrubs, trees & forests | Alpine habitats | All habitats (minus tech.) | Technical habitats† | All habitats | |||||||||
T | % | T | % | T | % | T | % | T | % | T | % | T | % | T | % | T | % | |
0 | 13 | 4.7 | 0 | 0.0 | 0 | 0.0 | 0 | 0.0 | 0 | 0.0 | 0 | 0.0 | 13 | 1.5 | 0 | 0.0 | 13 | 1.4 |
1! | 3 | 1.1 | 4 | 6.9 | 7 | 5.7 | 33 | 16.3 | 3 | 2.0 | 2 | 3.9 | 52 | 6.0 | 0 | 0.0 | 52 | 5.5 |
1 | 3 | 1.1 | 2 | 3.4 | 8 | 6.5 | 3 | 1.5 | 4 | 2.6 | 1 | 2.0 | 21 | 2.4 | 0 | 0.0 | 21 | 2.2 |
1–2 | 3 | 1.1 | 7 | 12.1 | 31 | 25.2 | 48 | 23.8 | 22 | 14.6 | 1 | 2.0 | 112 | 13.0 | 2 | 2.7 | 114 | 12.2 |
2 | 22 | 7.9 | 5 | 8.6 | 4 | 3.3 | 2 | 1.0 | 5 | 3.3 | 7 | 13.7 | 45 | 5.2 | 0 | 0.0 | 45 | 4.8 |
2–3 | 28 | 10.1 | 13 | 22.4 | 24 | 19.5 | 38 | 18.8 | 43 | 28.5 | 4 | 7.8 | 150 | 17.4 | 6 | 8.0 | 156 | 16.6 |
3 | 19 | 6.8 | 3 | 5.2 | 3 | 2.4 | 1 | 0.5 | 2 | 1.3 | 1 | 2.0 | 29 | 3.4 | 0 | 0.0 | 29 | 3.1 |
3–V | 55 | 19.8 | 14 | 24.1 | 17 | 13.8 | 14 | 6.9 | 26 | 17.2 | 14 | 27.5 | 140 | 16.2 | 4 | 5.3 | 144 | 15.4 |
V | 20 | 7.2 | 3 | 5.2 | 1 | 0.8 | 2 | 1.0 | 1 | 0.7 | 1 | 2.0 | 28 | 3.2 | 0 | 0.0 | 28 | 3.0 |
* | 80 | 28.8 | 7 | 12.1 | 24 | 19.5 | 51 | 25.2 | 32 | 21.2 | 19 | 37.3 | 213 | 24.7 | 21 | 28.0 | 234 | 24.9 |
? | 9 | 3.2 | 0 | 0.0 | 0 | 0.0 | 0 | 0.0 | 0 | 0.0 | 1 | 2.0 | 10 | 1.2 | 0 | 0.0 | 10 | 1.1 |
# | 23 | 8.3 | 0 | 0.0 | 4 | 3.3 | 10 | 5.0 | 13 | 8.6 | 0 | 0.0 | 50 | 5.8 | 42 | 56.0 | 92 | 9.8 |
∑ (all) | 278 | 100 | 58 | 100 | 123 | 100 | 202 | 100 | 151 | 100 | 51 | 100 | 863 | 100 | 75 | 100 | 938 | 100 |
Risk of Loss | 146 | 52.5 | 48 | 82.8 | 94 | 76.4 | 139 | 68.8 | 105 | 69.5 | 30 | 58.8 | 562 | 65.1 | 12 | 16 | 574 | 61.2 |
(∑ cat. 0 to 3–V) |
The application of the assessment scheme results in a clear spread of the realised categories for the Red List-status. Only a total of 101 (17.1%) of the long-term endangered habitat types (nTH = 0, 1, 2, 3, V) were classified in the same category for the overall RLG-status (Fig.
Spread of RLG-values (y-axis) by applying the matrix algorithm (Table
The IUCN criteria catalogue (
Red List assessment for ‘raised bogs’ and Beech (mixed) forest in 2017. Regional Red List categories are presented for all major landscape regions. Code – hierarchical coding for database applications; A – Areas Loss; QU – Quality Loss; rTH – Regional Long-term Threat; nTH – National Long-term Threat; T – Current Trend; RLG – German Red List status; RE – Regeneration Ability: B-K – regeneration ‘conditionally possible’ to ‘hardly possible’; N – ‘not regenerable’; Major landscape region (see
Code | NW-Low | NE-Low | W-Upl. | E-Upl. | SW-Upl. | Alp. Fh. | Alps | nTH | n TH | T | T | RLG | RE | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
Habitat-Type | A | QU | rTH | A | QU | rTH | A | QU | rTH | A | QU | rTH | A | QU | rTH | A | QU | rTH | A | QU | rTH | 2006 | 2017 | 2006 | 2017 | 2017 | ||
36.01 | Raised bogs (largely intact) | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 2 | 1 | 1 | 1 | 1 | 2 | 2 | 2 | 2 | 3 | 2 | 1 | 1 | ↓ | ↓ | 1! | N |
43.07.04 | Beech (mixed) forest on moist, base-deficient sites | 2 | 2 | 2 | 3 | 3 | 3 | 2 | 3 | 2 | 3 | 3 | 3 | 2 | 3 | 2 | 2 | 3 | 2 | 3 | 3 | 3 | 2–3* | 2 | ↑ | ↑ | 3 | B-K |
In the German habitat classification used for the Red List, pristine woods are not separated but are assessed together with their utilized variants. There is no database available which describes different pristine Central European forest types in detail. The risk assessment of forest habitat types therefore represents a weighted median of the existing stands (structure-rich old-forest, young age-class forest, etc.). The degree of naturalness (richness of structure, mixed forest, old wood, deadwood, stratification of different age classes) is weighted by the risk assessment through the quality criterion (QUL). In many cases, the specific ground layer is also well-developed in woodland areas which are used by forestry, so that a classification of the forest habitat type is possible. The Long-term Threat to ‘beech (mixed) forests on moist, base-deficient sites (Fagus sylvatica)’ has not changed since the last assessment period and is still classified as being ‘Endangered (EN/2)’. Thus, the continued positive short-term trend has not yet affected the long-term threat assessment. However, this type is experiencing an improvement of a full threat category from EN (2) to VU (3) for RLG (Table
The following discussion focuses on terrestrial and limnic habitats, as more detailed knowledge about most marine habitats has only recently become available.
In contrast to the Red Lists of species, the underlying data for habitat threat are not collected by volunteer scientists but exclusively in the context of monitoring obligations (e.g. EU Habitats Directive) or in the course of habitat mapping by the federal states. Thus, the national Red List assessment in Germany mostly relies on regional data sources collected by federal state administrations. Marine habitats are an exception, because here the German Federal Agency for Nature Conservation is the directly responsible nature conservation authority. Data collection in the ‘Exclusive Economic Zone’ is therefore carried out by the Federal Government and in coastal areas by the Federal States. Even though data from current habitat mappings were not available for all federal states in the current Red List, the existing baselines provides a good overview of all major landscape regions (see Fig.
Comparisons with the previous edition of the Red List (
As a first step in our assessment procedure the long-term threat situation in area and quality is always assessed – if detailed databases are lacking –, based on expert estimation. In today’s intensively cultivated landscape, we can assume that the historical conditions of many habitat types with significance for biodiversity were more favourable. Therefore, a comparison with the ‘historical more ideal condition’ of habitat types is the starting point of our Red List assessment. This rationale can be confirmed by the application of IUCN criteria for the ‘European Red List of Habitats’ (
By extending the criteria system, RLG is particularly intended to reveal successes in nature conservation and the need for action. In this context, we agree with the argumentation of
The urgent need for an accentuation of “critically endangered” as well as currently declining habitat types is clearly illustrated by case study of raised bog ecosystems. On the other hand, widespread beech forest habitat types are experiencing an improvement of a full threat category from EN (2) to VU (3) for RLD, as the area of beech forests is continuously increasing (see case study) in recent decades. To show actual tendencies by means of the Red List category, short-term trends function to illustrate modification in the threat situation. Generally, habitats which are characterised by very slow regeneration ability, which have been severely destroyed or deteriorated in historical times (e.g. forest types, raised bogs cf. case studies), can only achieve minor improvements in their ‘National Long-term Threat’ (nTH) status. Once severely degraded, the period of time required for re-establishing defining features may exceed the reference period of Red List assessments. By using a consecutive assessment scheme, a change in the Red List status is possible even if the long-term threat remains the same. Applying the assessment procedure of previous German Red Lists, a change in the Red List status of a habitat type was only possible if a significant change in the threat situation was achieved with the historical optimum state as a reference.
Overall, the approach of assessing stable trends as (first) successes in nature conservation and therefore with a reduction of the overall threat has proven successful. Otherwise, the current extinction risk for extremely rare but currently stable habitat types that are endangered in the long term would be overestimated when applying the assessment scheme. In nature conservation, the short-term focus should be on the many habitat types that are currently in decline. In the intensively used European cultural landscape, maintaining the same conditions of conservation is also a (small) success. This approach is also laid down in the EU Habitats Directive, whereby a ban on deterioration of the conservation status of habitat types is taken as the minimum objective (
Extremely rare habitat types are naturally exposed to a higher risk of severe impairment by individual events (
The assessment system applied to the third edition of the German Red List relies on a full assessment of all criteria and a use of all individual values to determine RLG. In contrast, in the IUCN procedure the highest risk category obtained by any of the assessed criteria represents the overall risk status. Nevertheless, all three criteria of the German methodology indicate spatial changes as symptoms of ‘ecosystem collapse’ (c.f.
Some recently published European Red List assessments (e.g.
Ultimately, a ‘standard criteria system’ should offer sufficient flexibility to adapt to national and regional requirements. In this regard, we may need to discuss different thresholds and reference time frames for different habitat groups depending on specific spatial pattern and distribution history. For example,
We thank Mark Sixsmith for improving the English language. We are also grateful for valuable suggestions of two reviewers to improve this manuscript. Furthermore, we would also like to thank all colleagues who have contributed to the further development of the Red List methodology for habitats of Germany.